Copyright is owned by the Author of the thesis. Permission is given for a copy to be downloaded by an individual for the purpose of research and private study only. The thesis may not be reproduced elsewhere without the permission of the Author. MUNICIPAL SOLID WASTE MANAGEMENT STRATEGIES: IMP ACT OF WASTE GENERATION BEHAVIOURS IN RURAL AND URBAN COMMUNITIES. by LONE MORRIS JORGENSEN A Thesis presented in partial :fulfilment of the requirements for the degree of Doctor of Philosophy ID Environmental Technology Massey University, Pa1merston North, New Zealand. 1996 To my husband Jens. A patient and supportive partner. ABSTRACT The waste generation characteristics of households was investigated in relation to waste management principles and philosophies in urban and rural New Zealand, to evaluate current practices regarding municipal solid waste at the national, district- and city council leveL Two selected councils, one rural and one urban, were studied in detail. A household sample from each council was surveyed to establish the trends in household waste generation. The results from these surveys were compared using statistical analyses. The initial results suggested that rural and urban households show significant differences. Further analysis, involving a detailed case study of a rural settlement, suggests that these differences arise from the economic signals received from the council and not from population structure and culture, although some subgroups in the population appear to ignore these signals. A householders' survey analysis of waste designated for recycling proved to be unreliable and difficult to interpret This was caused by the public's general inability to interpret plastic recycling numbers for correct sorting, and to measure volume and weight correctly. Conclusions were reached with regard to paper 2 and household organic waste. While there appears to be little difference in the amounts produced per person in either the wards or between the councils, a proportional analysis suggests that middle income households compost and recycle more than low income households. This has been interpreted as a possible effect of multi-family dwellings and the type of education material used to deliver the recycling messages. An analysis of household waste delivered to the land fills by the collection system in the two selected councils shows that the rural household waste has a higher proportion of organics and a lower proportion of paper waste than do the urban households. The rural households also compost less and visit the landfill more. This supports the conclusion that economic signals dictate the waste generation behaviours of households. The effectiveness, in light of sustainability and economics, of the systems in place in New Zealand were studied and compared with international trends in waste management systems. Economic signals appear to be a strong motivator for individual waste generation behaviours. Composting as a potential waste minimisation system for New Zealand was also investigated. Green waste composting appears to be an economically viable method of waste minimisation for urban and some rural councils. The data 3 4 collected in the surveys suggest that home composting of household organics can offer a solution to reduce waste from the household source. The methods and effects of implementing this as a strategy require more study. 5 6 ACKNOWLEDGEMENTS I am indebted to Professor S.M.Rao Bhamidimarri, my chief supervisor, for encouraging me to begin this study and for his patience, support and sense of humour during the development and completion of the project I am grateful to Professor Anton Meister for widening my perspective on Resource Economics, and for his meticulous reading of this manuscript and suggestions for improvements. My deepest appreciation to Dr.Ganesh, who took me on the steepest learning curve I have ever been on. The statistics and graphs used in this thesis developed from the plenary of methods suggested by him. I am also grateful to Jenny Edwards for assisting with the SAS graph program. 7 8 My sincerest thanks to the staff in the Department of Process and Environmental Technology for their friendly and supportive help throughout the study. The office staff, in particular, have given extensive cheerful and practical help. I wish to thank AIan McKerchar from the Palmerston North City Council for his extensive support and patient replies to all my queries. I also gratefully acknowledge the Palmerston North City Council for their financial support towards this project My sincerest thanks go to the staff and councillors from Horowhenua District Council for their support and interest in this project In particular, councillor Olga Scott, for her advice on and proof-reading of the Tokomaru study, Greg BoyIe for his approachability and Ken Hale for the information. My greatest appreciation goes to the citizens of Palmerston North, Levin and Tokomaru for their support and willingness to inconvenience themselves on my behalf. 9 J J J J J J J J J J J J J J J J J J J J J J J J J J 10 J J J J J J J J J j J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J I TABLE OF CONTENTS ABSTRACT ACKNOWLEDGEMENTS TABLE OF CONTENTS ABBREVIATIONS LIST OF TABLES LIST OF FIGURES CHAPTER 1 INTRODUCTION 1.1 The Background. 1.2 The Objectives of this Thesis are to: CHAPTER 2 DEFINING THE PROBLEM: 2.1 The Carrying Capacity and Economic Growth. 2.1.1 The Awakening of Environmental Consciousness. 2.1.2 Legislative Attempts to Control Disposal. 2.2 New Zealand and Waste Management. 2.2.1 Demand for Sustainable Use of New Zealand Resources. 2.2.2 Landfills and the RMA. 2.3 Entropy and Sustainability. 2.3.1 Energy and Waste. 2.4 Waste Management and Landfills. 2.4.1 The Waste Management Hierarchy. 2.4.2 Recycling. 2.4.3 Legislation and Waste Minimisation. 2.4.4 Economic Tools and Waste Management. 2.5 New Zealand and Waste Minimisation. 2.5.1 A Multiplicity of Objectives. 2.5.2 Local Waste Minimisation Systems. 2.6 Legislation and Waste Classification. 11 1 7 11 17 21 27 29 29 29 31 33 33 33 33 34 36 36 37 38 39 41 41 41 43 43 45 45 46 47 2.6.1 Waste Classification. 2.6.2 Sources of Waste. 2.6.3 Source Reduction. 2.6.4 Impact Assessments. 2.7 Waste Audits and Standards. 2.8 Mechanism for Waste Reduction. 2.8.1 The five Elements of the Mechanism. 2.8.2 National or Local Application of the Elements. 2.9 Waste management from a Mixed Cultural Perspective. 2.10 Summary. CHAPTER 3 WASTE SURVEYS 3.1 Historical Waste Surveys. 3.1.1 United Councils. 3.1.2 The Effect of Local Body Amalgamation. 3.1.3 Small City and Rural Household Surveys. 3.2 Introducing the Project Survey. 3.2.1 Palmerston North, Levin and Tokomaru [Figure 3.1]. 3.2.2 The Survey. 3.2.3 The Waste Analysis Protocol 3.3 Technical Survey Problems. 3.3.1 Sample Selection. 3.3.2 Trial Survey. 3.4 Response to Survey. 3.5 Discussion of Errors. 3.5.1 Response Error. 3.5.2 Coverage Estimate Errors. 3.5.3 Non-response Errors. 3.5.4 Householders' Own Survey. 3.5.5 Income Grouping Response. 3.5.6 Instrument Errors. 3.5.7 Collected Bag Survey. 3.6 Discussion. CHAPTER 4 WASTE GENERATION BEHAVIOUR 12 47 47 48 49 50 51 51 52 52 53 55 55 55 55 55 56 57 57 58 61 61 61 63 64 66 66 66 66 67 68 68 68 68 71 71 PALMERSTON NORTH AND LEVIN 71 4.1 Statistical Analysis of Survey Data. 71 4.1.1 Target Population Grouping. 71 4.1.2 Hypotheses Tested. 71 4.2 Discussion. 76 4.2.1 Compartmentalisation of Waste. 77 4.2.2 Processing of Household Organics. 79 4.2.3 Waste Produced for Collection 80 4.2.4 Waste Behaviour Alternatives. 81 4.2.5 Recycled Materials. 82 4.3 Further Statistical Analysis. 89 4.3.1 Two New Hypotheses. 89 4.3.2 Comparisons of Waste Behaviour in Palmerston North and Levin. 91 4.4 Discussion. 93 4.4.1 Comparisons with Overseas Studies. 93 4.4.2 Conclusions from the New Hypotheses. 94 4.5 Householders' Own Survey. 95 4.5.1 Relationship Between Non-recycling and Non-participation. 95 4.5.2 Conclusions Based on Non-returns. 96 4.6 Householders' Waste. 98 4.6.1 Statistical Analysis of Organic and Paper Waste Weights Logged by Householders. 98 4.6.2 Discussion of Data. 100 4.6.3 Data Extrapolated for Palmerston North and Levin. 102 4.7 Landfill Survey. 103 4.7.1 Introduction. 103 4.7.2 Analysis of Land fill Survey Data. 104 4.7.3 Discussion . 105 4.8 Garden Waste. 106 4.8.1 Introduction. 106 4.8.2 Composting in Palmerston North and Levin. 107 4.8.3 Estimated Quantities from Households. 108 4.9 Contractors Perspective. 110 4.9.1 Survey Methods and Aims. 110 4.9.2 Estimated Quantities from Contractors. 110 4.10 Summary of Conclusions III CHAPTER 5 113 MUNICIPAL SOLID WASTE MANAGEMENT ALTERNATIVES. 113 13 5.1 Waste Management Internationally. 5.1.1 Waste and the GDP. 5.1.2 Disposal Options in Europe. 5.1.3 Disposal Options in America. 5.2 Waste Costs. 5.2.1 Diversion: Costs and Savings in the United States of America. 5.2.2 Diversion Targets in the VK. 5.3 Economics of Recycling. 5.3.1 Resource and Energy Conservation. 5.3.2 Life-cycle Assessments versus Traditional Economics. 5.3.3 Waste Management Plans and National Resource Policies. 5.4 Waste Generation Worldwide. 5.4.1 The Effect of Industrialisation on Waste. 5.4.2 Waste Management Strategies for Different Countries. 5.5 Legislation and Recycling. 5.5.1 Commitment to Recycling in the USA. 5.5.2 Recycling in the EC: The German Experience. 5.6 Recycling Markets. 5.6.1 Green Consumerism. 5.6.2 Transportation Costs and Markets. 5.7 Cost-benefit Considerations for MSW Facilities. 5.7.1 Economic and Environmental Factors. 5.7.2 Integrated Solid Waste Management. 5.8 Waste as High Entropy Material. 5.8.1 The Effect of Sorting on Entropy. 5.8.2 The Entropy Cost of Sorting. 5.8.3 Considerations for Minimum Cost Solutions. 5.9 New Zealand's Position. 5.9.1 New Zealand as a Western Economy. 5.9.2 The New Zealand MSW Stream. 5.9.3 Policies and Strategies. 5.10 The State of Waste in New Zealand Municipalities. 5.10.1 The Survey. 5.1 0.2 Summary of Survey Results. 5.10.3 Conclusions from Survey Results. 5.11 The New Zealand System Compared to Systems in Other Countries. 5.11.1 Possible Solutions to the New Zealand MSW Problem. 5.1l.2 The Danish System as a Model. 14 113 113 113 116 118 118 120 121 121 123 124 125 125 126 128 128 130 131 131 132 133 133 135 137 137 138 141 141 141 142 144 145 145 145 149 150 150 152 5.11.3 The Danish Model Compared to the Palmerston North and Levin Survey. 160 5.11.4 New Zealand's Position in Relation to European Models. 160 5.12 Market Forces and Legislation. 161 5.12.1 The Waste Oil Market Failure. 161 5.12.2 Economic Tools in the USA. 162 5.13 Recycling in Australia. 163 5.14 Conclusion. 164 CHAPTER 6 167 A CASE STUDY 167 6.1 Planning an Integrated Community Waste Management Program. 167 6.1.1 Introduction. 167 6.1.2 Setting the Goals. 167 6.2 The Village of Tokomaru. 169 6.2.1 Present Day Characteristics. 169 6.2.2 Historical Background. 170 6.3 The Survey. 172 6.4 Population Statistics Summary [Appendix 13]. 174 6.5 Waste Behaviour in Tokomaru, 1993- 1994. 175 6.6 Past and Present Costs of the System. 180 6.7 Follow-up. 196 6.8 Conclusion. 197 CHAPTER 7 199 THE COMPOSTING OPTION 199 7.1 The Case for Composting. 199 7.1.1 Entropy in Biological Systems. 199 7.1.2 History of Composting. 200 7.1.3 Corn posting and the Environment. 202 7.1.4 Cornposting and Entropy. 204 7.2 Alternative Organic Waste Management Methods. 206 7.3 Other Justifications for Cornposting. 207 7.4 The International Scene. 208 7.5 New Zealand and Corn posting. 211 7.5.1 New Zealand Standards. 211 7.5.2 USA Standards. 213 7.5.3 European Standards. 214 7.5.4 Composting and Commercial Benefits. 214 15 7.6 Composting and Waste Minimisation in New Zealand 7.7 Home Composting Overseas. 7.8 Composting Systems. 7.8.1 Introduction. 7.8.2 Source Separation. 7.8.3 Garden Waste. 7.9 Central Composting. 7.10 New Zealand Operations. 7.10.1 Councils and Home Composting. 7.10.2 Home Composting Systems. 7.11 Composting as Part of the Waste Management Strategy 7.12 Commercial Green Waste Operations in New Zealand. 7.13 Composting at Work. 7.13.1 Masterton District Council. 7.13.2 Horowhenua District Council. 7.13.3 Living Earth. 7.14 Conclusion. CHAPTERS FINAL DISCUSSION AND CONCLUSIONS REFERENCES. 16 215 217 218 218 219 220 222 223 223 224 227 229 231 231 232 233 234 237 237 245 ARA ARC ARWB CAT CBEC DBC DCC DTI EC EPA HBUC HCC HOC IHC ISLR MCC MDC MfE M-WRC NapierCC NelsonCC NSC NZISS ABBREVIA TIONS Auckland Regional Authority Auckland Regional Council Auckland Regional Water Board Centre for Advanced Technology Community Business and Environment Centre Devonport Borough Council Dunedin City Council Department of Trade and Industry European Community Environmental Protection Agency Hawkes Bay United Council Hamilton City Council Horowhenua District Council Intellectually Handicapped Society Institute for Self Reliance Manukau City Council Masterton District Council Ministry for the Environment Manawatu-Wanganui Regional Council Napier City Council Nelson City Council North Shore City New Zealand Income Support Service 17 18 NZWSDA PCE PNCe RMA TRC WSDA WMI WDC wee wec wsee New Zealand Water Supply and Disposal Association Parliamentary Commissioner for the Environment Palmerston North City Council Resource Management Act Taranaki Regional Council Water and Disposal Association Waste Management Institute Wanganui District Council Waitakere City Council Wellington City Council West Sussex County Council 19 20 LIST OF TABLES Table Page 3.1 Response to survey in the four PaImerston North wards. 65 3.2 Response to survey by householders in Levin 65 4.1 SAS GLM summary:Hypotheses 1-6 74 4.2 Contrasts: Variable::: Bags 74 4.3 Proportional comparison of waste disposal behaviours in PaImerston North and Levin 91 4.4 Comparison of the waste behaviours in PaImerston North and Levin 92 4.5 Amounts of household organic waste and potentially recyclable paper waste per person per week in PaImerston North and Levin 98 4.6 SAS GLM summary 99 4.7 DUNCAN'S multiple range test Variable=Paper 100 4.8 Organic and paper waste generated for recycling and tipping in one week by the population of households in PaImerston North and Levin 102 4.9 Proportion of totals composted and recycled in PaImerston North and Levin (from survey) 104 4.10 Organic and paper waste found per bag at the landfills in PaImerston North and Levin 105 4.11 Estimated amounts of organic household and potentially recyclable paper waste produced per week in the four surveyed wards and Levin (from land fill) 105 21 22 Table Page 4.12 Proportion of categories of waste in Palmerston North and Levin 105 5.1 Estimated materials recycling costs 124 5.2 Comparison of category analysis of MSW from a developed and undeveloped economy 126 5.3 Projected trends in municipal waste disposal in some European countries 128 5.4 The effect of sorting on the calorific value of MSW 143 5.5 Comparison of components in NZ MSW stream with those of the USA, Germany, Denmark and the UK. 140 6.1 Proportion of family groupings and household sizes in Palmerston North, Levin and Tokomaru. 175 6.2 Tokomaru waste behaviours in relation to social groups 176 6.3 Waste behaviours in the family groupings in Palmerston North, Levin and Tokomaru 179 6.4 The cost/benefit analyses for the old and upgraded operations of T okomaru tip 181 6.5 The cost/benefit analyses for the Tokomaru bag collection 181 6.6 The cost/benefit analysis for a monthly bin service and a weekly bag collection 185 6.7 The cost/benefit analysis of a fortnightly MGB service combined with a recycling centre 187 6.8 The cost/benefit analysis of using private contractors for waste collection in Tokomaru 189 6.9 Cost/benefit analysis of a bag-collection, recycling system and twice yearly kerbside collection 191 23 24 Table Page 6.10 Summary table of cost/benefits to council of the five systems discussed 192 7.1 Comparative chemical analysis of sewage sludge before and after composting 205 7.2 Estimates of organic wastes generated and collected in the US in 1980 208 7.3 Comparisons of heavy metal concentration standards for composts in Florida and New York states, Canada, England and Germany 213 25 26 LIST OF FIGURES Figure Page 3.1 Maps of survey region 59 4.1 First receptacle for household waste 79 4.2 Processing of household organics 79 4.3 Bags of household waste produced per week 80 4.4 Tipping.Recycling,Composting and incineration behaviours 81 4.5 Householders' stated recycling behaviours 83 4.5a Plasic types recycled 84 4.5b Glass and paper types recycled 84 4.6a Choices in combination of recycled materials 86 4.6b Choices in combination of recycled materials(alluminium) 87 4.6c Choices in combination of recycled materials(Paper and clothes) 88 4.7 Recycling methods used 88 4.8 Disposal of garden waste 107 4.9 Estimated amounts of garden waste 109 5.1 Options for MSW 136 7.1 The Composting sequence 230 27 28