Copyright is owned by the Author of the thesis. Permission is given for a copy to be downloaded by an individual for the purpose of research and private study only. The thesis may not be reproduced elsewhere without the permission of the Author. An examination of Hellison’s (2003) Teaching Personal and Social Responsibility model, its validity and effectiveness for primary school aged children in New Zealand. A thesis in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Psychology At Massey University, Albany, New Zealand. Michael Hayes Smith 2014 COPYRIGHT NOTICE Copyright resides with the author, and is governed by the Copyright Act1994. No permission, or provision, is given in any manner for the sharing, copying, or transmitting of this document either in part or in its entirety. ii Abstract The Hellison (2003) model was developed with a goal to enable any participant in its application to develop their personal and social responsibility. The literature demonstrates that the model has been typically made available for youth, as an after-school programme option, in which participation is voluntary. This thesis examined a longitudinal intervention over one scholastic year of an application of Hellison’s (2003) model as part of the curriculum in a New Zealand primary school. Within the model, the five levels of personal and social responsibility, 1) Respect, 2) Participation, 3) Self-direction, 4) Caring, and 5) Outside the training venue, are already translated into five operationalised goals; 1) Self-control and respect, 2) Self-motivation, 3) On-task independence, 4) Sensitivity and responsiveness, and 5) Trying these ideas in other areas of life. The intervention, a forty week training programme using a ten lesson plan format, repeated four times, utilised the goal structure of the model to formulate the individual lesson plans. The lesson plans, to convey the five social goals of the model in accordance with Hellison’s (2003) guidelines, included a karate skill set as the physical activity component of the training sessions. Two cohorts were recruited into the study, from two scholastically equivalent schools, one to receive the intervention (n = 36), and one to act as control (n = 49). The control group completed the measures only and did not receive the intervention. Each goal of the model was empirically assessed to determine change over time whilst participating in the current application of the model. A time series empirical approach was used and psychometrically reliable and valid instruments were iii administered at six equal-distant intervals. At each of the six intervals, four self- reporting measures were completed by the child participants. Rosenberg’s Self- Efficacy Scale (S-ES), Dishman’s Self-Motivation Inventory for Children (SMI-C9), Muris’s Self-Efficacy Questionnaire for Children (SEQ-C), and Caprara and Pastorelli’s Prosocial Behavior Scale. A separate measure, Polit’s Positive Behavior Scale, was completed each by the participant’s parent, and the participant’s class teacher, at each of the six intervals. Statistical analysis using regression model fitting on the data obtained from the empirical measures demonstrated that scores increased for the intervention participants on each measure over the course of the current study. A linear model was evident from the analysis. Multivariate repeated analysis of the four child self- reporting measures demonstrated that the mean positive change, on goals 1 - 4, was greatest for the intervention group. Equality of means analysis also confirmed that the intervention group had the highest level of improvement in positive behaviour, as reported by the parents and teachers, on goal 5. Secondary analysis using Guttman (1947, 1950) scaling enabled a detailed examination of the model’s stage-like progression premise. The intention of the analysis was to determine if any participant could progress through the five stages, each in succession, as the model posits that they should. Scalograms were constructed at each of the six intervals to produce a Coefficient of Reproducibility, one each for the intervention and control groups. From the twelve coefficients, a mean Coefficient of Reproducibility ≥ .90 was acceptable evidence of temporal reliability of the scalograms in the current study. iv Guttman (1950) Scalogram Analysis demonstrated that a four-item scalogram, for the child self-reporting measures, and a five-item quasi-scalogram, combining the child self-reporting measures with a mean score of the parent and teacher measure, was found in the current study. In a research first, the Teaching Personal and Social Responsibility model was demonstrated to possess stage progression in its goal structure. Further, participants in the intervention group demonstrated that they progressed along a single continuum, one stage after another, as the Hellison (2003) model claimed. However, the goals in the current study developed in a differing order than those proposed by the Hellison (2003) model. Specifically, the stage sequence discovered was firstly goal 2) Self-motivation, followed by goal 3) On-task independence, before goal 1) Self-control and respect, which was third. Goal 4) Sensitivity and responsiveness, and 5) Trying these ideas in other areas of life, emerged in the sequence as the model predicted. A repeated, between groups, analysis demonstrated that a significant difference between the intervention group and control group existed from sixteen weeks and beyond. The findings from the current study make a significant contribution to the literature. A detailed, empirical protocol, a research first of its type, was demonstrated to be reliable for the assessment of participant development whilst engaged in an application of the model. A revised Hellison (2003) model was valid, and effective, for the intervention participants as the model posits. A wider application of the Hellison model is warranted and continued research is recommended. A replication of the current study, as well as research of a school-wide application, of the revised Hellison (2003) model is suggested. v Acknowledgements Firstly, I would like to thank the research participants that took part in this study. Conducting research centred on children is a sensitive undertaking. Without the participation of the two schools, their principals, teachers, support staff and most particularly, the students themselves, this study would not have been possible. Also to the parents of the students, a particular mention here. Without the unequivocal support from the parents of the students, equally this study could not have been conducted. In being allowed the privilege of delivering this study, I was solemnly aware that I was equally responsible for their pride and joy whilst participating, namely their children. In many respects, a collaborated effort was achieved, for which my mere thanks seem insufficient. To each of them however, your efforts sincerely appreciated, thank you. I would like to acknowledge my supervision team who have diligently watched over my career through this study, it has been a long and challenging process. Thank you to Dr. Richard Fletcher for his ongoing commitment to my efforts, particularly in his guidance in establishing this study and keeping it focused at each step along the way. Thank you to Professor Stuart Carr whom reawakened not only my passion for learning, but most importantly reminding me the benefits of remaining objective, to ‘hold everything up to the light’. To each of them both, your scholarly direction and professional expertise provided, I shall remain forever grateful. I also make a special mention to the Office of the Assistant Vice Chancellor (Māori and Pasifika), Massey University, for the Pūrehuroa Awards for which I was a most grateful recipient. vi I would like to express my gratitude to Professor Don Hellison for his Teaching Personal and Social Responsibility model. I also like to thank him, Dr. Paul Wright, and Dr. David Walsh for their initial correspondence and encouragement when I was first formulating ideas about this project. I am also grateful to the Morris Rosenberg Foundation, Dr. Rod Dishman, Professor Peter Muris, Professor Gian Vittorio Caprara, and Dr. Sylvia Epps for their permissions for the use of their respective measures in the current study. From all of these sources that enabled my research, without which I could not have undertaken this work, my thanks to you all. Last but certainly not least, I must thank my family who have provided their support and assistance over these years of my career. To my mother Kaye, my eternal gratitude, who has lived alongside this study, every step of the way. To my father David, a retired police officer who sadly passed away during this time, thank you most especially for all the esoteric discussions that influenced my thinking around child welfare and crime prevention. It will be my hope that I continue to be the person they have always hoped me to be. I also take this opportunity to thank the many friends and extended family who have given their ongoing understanding and support, despite my prolonged absence from their lives. Finally to Katie, if ever any one individual has invested so much for so little, I look forward to now being able to return her kindness, love, and support. vii Table of Contents Abstract ii Acknowledgements vi Table of Contents viii List of Tables xv List of Figures xviii Chapter One: Thesis Question and Critical Literature Review 1 Thesis Question 1 ‘How’ does the model predict that a child will become progressively more personally and socially responsible? 2 Details of the five levels in the model 4 From levels to goals 5 Context and the Teaching Personal and Social Responsibility model 11 Country 11 Socioeconomic 11 Beyond sport 13 Beyond school 15 Age 15 viii The evolution of physical education, and an opportunity for the current study 16 Research evidence on the Hellison (2003) model 17 Steps versus Curves: A theoretical reappraisal of the Hellison (2003) model 25 A role for stage change and the development of personal and social responsibility 28 An argument for maturational change and the development of personal and social responsibility 32 An acid test for choosing between Figures 1, 2, and 3. 33 Summary 35 Hypotheses 36 Chapter Two: Methodology 37 Participants and environment 37 Recruitment 39 Procedure 40 The Lesson Plan 41 ix Activities as the basis of the Lesson Plan 43 Matching the Lesson Plan to the Teaching Personal and Social Responsibility model 47 Overview of a typical lesson in the current study 49 The final activity session of the current study 52 Measures used in the current study 53 Rosenberg's Self-Esteem Scale (S-ES) 54 Dishman's Self-Motivation Inventory for Children (SMI-C9) 55 Muris's Self-Efficacy Questionnaire for Children (SEQ-C) 57 Caprara’s Prosocial Behaviour Scale (PBS) 59 Positive Behavior Scale (Parent and Teacher versions) 61 Data collection and administration 63 Study timelines 65 Data analysis and rational 67 Statistical measurement of individual change over time 68 x Statistical measurement of group change over time 71 The application of Guttman scaling in the current study 72 Chapter Three: Preliminary Results 73 Reliability analysis 74 Determination of Variance in the data 78 Assessing the variance in the child measures 78 Results from the control group on the child measures 80 Results from the intervention group on the child measures 81 Overview of the child measures 88 Assessing the variance from the Positive Behavior Scale – parent and teacher measure 90 Assessment of the Positive Behavior Scale by teachers (PBS (T)) 91 Results from the control group on the teachers measure 91 Results from the intervention group on the teachers measure 92 xi Assessment of the Positive Behavior Scale by parents (PBS (P)) 93 Results from the control group on the parents measure 93 Results from the intervention group on the parents measure 94 Variety of trajectories in the Positive Behavior Scale 95 Overview of the Positive Behavior Scale - parent and teacher measure 102 Comparisons between the teacher and parent results 106 Preliminary correlation analysis of all measures in the current study 108 Chapter Four: Statistical analysis: Child, parent and teacher measures 115 Multivariate repeated measures (child measures) 115 Independent t-tests (parent and teacher measure) 123 Chapter Five: Guttman Scalograms: Construction and Analysis 126 Was there a scalogram? 126 Did the participants in the Intervention group, but not in the Control, climb up the scalogram over time? 136 xii Conclusions 142 Chapter Six: Discussion 143 Revisiting the Hypotheses 144 Theoretical implications from the hypotheses 146 Practical implications from the hypotheses 149 Contribution to Research 152 The choice of medium in the application of the model 153 Empirical assessment of the model 154 Timeframes for change over time 156 Empirical measurement of the model 158 Scalogram utilisation to examine stage progression properties of the model 163 Generalisation of the model in the current study 165 Limitations of the current study 167 xiii Future Directions 169 Conclusion 170 References 173 Appendices 181 Appendix A: Teacher Information Sheet Appendix B: Teacher Consent Form Appendix C: Child Participant Information Sheet Appendix D: Child Participant Consent Appendix E: Parent Participant Information Sheet Appendix F: Parent Participant Consent Appendix G: Teacher Confidentiality Agreement Appendix H: Karate Authorisation Appendix I: Session Plans Appendix J: Individual fitted OLS trajectories Appendix K: OLS Regressions Appendix L: Scalograms xiv List of Tables Table 1: Hellison’s Teaching Personal and Social Responsibility levels as Goals. Table 2: Summarised research conducted on the Teaching Personal and Social Responsibility (2003) model. Table 3: Demographic characteristics of participants. Table 4: Mapping the lesson plan to the goals of the Hellison (2003) model. Table 5: Measures used to assess the constructs of the responsibility goals. Table 6: Testing protocol. Table 7: Timelines of the current study: Intervention and test administration timeline. Session plan timeline. Table 8: Means and Standard Deviations (SD) for all child self-reporting measures (including subscales) for control and intervention groups. Table 9: Means and Standard Deviations (SD) for the Positive Behavior Scale (teachers(T) and parents(P) by subscale) for control and intervention groups. Table 10: Reliability analysis of all measures (including subscales) calculated with Cronbach’s alpha. Table 11: Control correlations for the Positive Behavior Scale between teachers and parents (Initial Estimates and Rates of Change). xv Table 12: Control correlations between child self-reporting measures (Initial Estimates and Rates of Change). Table 13: Intervention correlations for the Positive Behavior Scale between parents and teachers (Initial Estimates and Rates of Change). Table 14: Intervention correlations between child self-reporting measures (Initial Estimates and Rates of Change). Table 15: Multivariate tests using Pillai’s Trace. Table 16: Estimated marginal means by Group. Table 17: Estimated marginal means by Time. Table 18: Mean change difference between Time points. Table 19: Coefficients of Reproducibility for all measures – control (n=49) and intervention groups (n=36). Table 20: Between groups comparison, rates of progress at all time points, goals 1 - 4. Table 21: Between groups comparison, rates of progress at all time points, goals 1 - 5. Table 22: Control results from exploratory OLS regression models for the PBS, SMI-C9, and S-ES measures. Table 23: Control results from exploratory OLS regression models for the SEQ-C subscales. Table 24: Control results from exploratory OLS regression models for the PBS(T) subscales. xvi Table 25: Control results from exploratory OLS regression models for the PBS(P) subscales. Table 26: Intervention results from exploratory OLS regression models for PBS, SMI-C9, and S-ES measures. Table 27: Intervention results from exploratory OLS regression models for the SEQ-C subscales. Table 28: Intervention results from exploratory OLS regression models for the PBS(T) subscales. Table 29: Intervention results from exploratory OLS regression models for the PBS(P) subscales. xvii List of Figures Figure 1: A model of ‘How’ Hellison’s model should work. Figure 2: A schemata of independently developing personal and social responsibility skills of varying difficulty. Figure 3: A schemata of concurrently developing personal and social responsibility skills of equal difficulty. Figure 4: An exemplar of the lesson plan for Respect. Figure 5: Control OLS trajectories for the S-ES measure. Figure 6: Intervention OLS trajectories for the S-ES measure. Figure 7: Control OLS trajectories for the SMI-C9 measure. Figure 8: Intervention OLS trajectories for the SMI-C9 measure. Figure 9: Control OLS trajectories for the SEQ-C (A subscale) measure. Figure 10: Intervention OLS trajectories for the SEQ-C (A subscale) measure. Figure 11: Control OLS trajectories for the SEQ-C (S subscale) measure. Figure 12: Intervention OLS trajectories for the SEQ-C (S subscale) measure. Figure 13: Control OLS trajectories for the SEQ-C (E subscale) measure. Figure 14: Intervention OLS trajectories for the SEQ-C (E subscale) measure. Figure 15: Control OLS trajectories for the PBS measure. Figure 16: Intervention OLS trajectories for the PBS measure. Figure 17: Standardised OLS mean trajectories by measure - Control group. Figure 18: Standardised OLS mean trajectories by measure - Intervention Group. xviii Figure 19: Control OLS trajectories for the Positive Behavior Scale (T) (subscale SC). Figure 20: Intervention OLS trajectories for the Positive Behavior Scale (T) (subscale SC). Figure 21: Control OLS trajectories for the Positive Behavior Scale (T) (subscale A). Figure 22: Intervention OLS trajectories for the Positive Behavior Scale (T) (subscale A). Figure 23: Control OLS trajectories for the Positive Behavior Scale (T) (subscale C). Figure 24: Intervention OLS trajectories for the Positive Behavior Scale (T) (subscale C). Figure 25: Control OLS trajectories for the Positive Behavior Scale (P) (subscale SC). Figure 26: Intervention OLS trajectories for the Positive Behavior Scale (P) (subscale SC). Figure 27: Control OLS trajectories for the Positive Behavior Scale (P) (subscale A). Figure 28: Intervention OLS trajectories for the Positive Behavior Scale (P) (subscale A). Figure 29: Control OLS trajectories for the Positive Behavior Scale (P) (subscale C). Figure 30: Intervention OLS trajectories for the Positive Behavior Scale (P) (subscale C). xix Figure 31: Teachers standardised OLS mean trajectories by subscale – Control group. Figure 32: Teachers standardised OLS mean trajectories by subscale – Intervention group. Figure 33: Parents standardised OLS mean trajectories by subscale – Control group. Figure 34: Parents standardised OLS mean trajectories by subscale – Intervention group. Figure 35: Estimated Marginal Means of self-esteem by group. Figure 36: Estimated Marginal Means of self-motivation by group. Figure 37: Estimated Marginal Means of self-efficacy by group. Figure 38: Estimated Marginal Means of prosocial behaviour by group. Figure 39: Group Statistics and Independent Samples Test for the Positive Behaviour Scale (PBS) completed by teachers (T). Figure 40: Group Statistics and Independent Samples Test for the Positive Behaviour Scale (PBS) completed by parents (P). Figure 41: Control scalograms: Child measures – Time 1 and Time 2. Figure 42: Control scalograms: Child measures – Time 3 and Time 4. Figure 43: Control scalograms: Child measures – Time 5 and Time 6. Figure 44: Intervention scalograms: Child measures – Time 1 and Time 2. Figure 45: Intervention scalograms: Child measures – Time 3 and Time 4. xx Figure 46: Intervention scalograms: Child measures – Time 5 and Time 6. Figure 47: Control teacher / parent scalograms - Time 1 and Time 2. Figure 48: Control teacher / parent scalograms - Time 3 and Time 4. Figure 49: Control teacher / parent scalograms - Time 5 and Time 6. Figure 50: Intervention teacher / parent scalograms - Time 1 and Time 2. Figure 51: Intervention teacher / parent scalograms - Time 3 and Time 4. Figure 52: Intervention teacher / parent scalograms - Time 5 and Time 6. Figure 53: A representation of a perfect Guttman scale for the current study, according to the Hellison (2003) model. Figure 54: Rearranging the columns according to Guttman (1950) – Intervention group at Time 1. Figure 55: Counting errors (rearranging the rows according to Guttman (1950)) – Intervention group at Time 1. Figure 56: Mean scale scores as a function of time and treatment group – Goals 1 - 4 only. Figure 57: Quasi-scalogram by treatment group – Goals 1 - 5.