Copyright is owned by the Author of the thesis. Permission is given for a copy to be downloaded by an individual for the purpose of research and private study only. The thesis may not be reproduced elsewhere without the permission of the Author. Stakeholder Perceived Barriers to the Use of Solar Energy in Thailand?s Buildings A thesis presented in partial fulfilment of the requirements for the degree of Master of Environmental Management at Massey University, Palmerston North, New Zealand. Manda Trevarthen 2011 iAbstract Energy efficiency and use of renewable energy is currently a key topic given rising fuel prices and concerns regarding future energy security. Governments around the world are looking for ways to reduce the demand for energy from unsustainable sources either through improving energy efficiency or through generating energy using renewable sources. The building industry is one industry where it is considered that energy demand can be reduced. Studies have shown that green building practices, such as the use of solar energy, can substantially reduce the energy demand of residential and commercial buildings. However for green building practices such as solar energy to be incorporated into a building design, industry stakeholders must understand the benefits. Despite Thailand having a tropical climate there is little adoption of either passive solar design strategies or solar energy technologies. In this study 30 interviews were conducted with stakeholders in the Thai building industry and analysed using grounded theory methodology to determine what stakeholders perceive as the barriers to using solar energy in buildings in Thailand. As well as analysis of the interview transcripts, research participants also completed a 20 question Likert scale survey designed to gauge opinions towards known barriers to the use of solar energy in buildings. The research identifies 25 barriers that stakeholders in the building industry perceive to be barriers to the use of solar energy in buildings in Thailand. The core concept of the research is that stakeholders perceive a difference between the concepts of awareness and knowledge and a lack of awareness and a lack of knowledge is the primary reason solar energy is not used more often. Increasing both awareness and knowledge of solar energy is the primary way to encourage consideration of solar energy in Thailand?s building projects. ii iii Acknowledgements This thesis would not have been possible without the support of many people. I would like to express my thanks to those in the Thailand building industry who gave up their time to participate in this research. This thesis would not have been completed without the friendship and guidance of Dr Marissa Dean who introduced me to grounded theory. I am eternally grateful for the long conversations, red wine and unwavering belief she provided. To my mother, Glenda, who taught me how to write, use a thesaurus and generally fall in love with the written word. I never thought I would thank you for being a stickler for proper English growing up but here it is. Thank you for the many things you have taught me and your always unquestioning support. To my friend Khun Maeow ? thank you for your patience no matter how much I talked about this thesis. I?m very grateful for your presence in my life. Finally to my husband, best friend and travel companion, Paul. There were times when your patience, support and humour were the only things that kept me going. In our life together I have seen more of the world and achieved more than I ever thought possible. You?re still the one. - Experientia docet - iv vTable of Contents Abstract ....................................................................................................... i Acknowledgements.................................................................................... iii Table of Contents........................................................................................ v List of Figures............................................................................................ ix List of Tables .............................................................................................. x 1. Introduction ......................................................................................... 1 1.1 Problem Statement ........................................................................ 2 1.2 Research Aims............................................................................... 2 1.2.1 Research Objectives ............................................................. 2 1.3 Importance of Research.................................................................. 3 1.4 Research Approach ........................................................................ 3 1.5 Limitations of this Research............................................................. 4 1.6 Organisation of Thesis .................................................................... 4 2. Literature Review ................................................................................. 5 2.1 Drivers for Alternative Energy Sources.............................................. 6 2.2 Thailand Energy Industry ................................................................ 8 2.2.1 Thailand Energy Policies.......................................................11 2.2.2 Thailand Electricity Sector ....................................................12 2.2.3 Building Codes and Regulations ............................................13 2.2.4 Renewable Energy in Thailand ..............................................14 2.3 Building Energy Consumption .........................................................15 2.3.1 Solar Energy in Buildings .....................................................16 2.3.2 Passive Solar Design Strategies ............................................16 2.3.3 Solar Energy Technologies ...................................................18 2.4 Barriers to Renewable Energy.........................................................18 2.4.1 Financial and Economic Barriers ............................................20 2.4.2 Institutional and Regulatory Barriers .....................................21 2.4.3 Technical Barriers ...............................................................21 vi 2.4.4 Market Barriers...................................................................22 2.4.5 Awareness and Information Barriers......................................22 2.4.6 Behavioural Barriers............................................................23 2.4.7 Known Barriers to Renewable Energy in Thailand ....................23 2.4.8 Importance of Stakeholders in Identifying Barriers..................24 2.5 Diffusion of Renewable Energy Technology.......................................25 2.6 Innovation in a Project Orientated Environment................................26 3. Methodology....................................................................................... 29 3.1 Introduction .................................................................................29 3.2 Research Methods.........................................................................29 3.2.1 Grounded Theory ................................................................30 3.2.2 Likert Scale Survey .............................................................33 3.3 Data Collection .............................................................................34 3.3.1 Sampling Procedure ............................................................35 3.4 Data Analysis ...............................................................................36 3.5 Methodological Limitations .............................................................38 3.6 Logistical Issues ...........................................................................39 3.7 Research Ethics ............................................................................39 4. Findings ............................................................................................. 41 4.1 Demographics ..............................................................................41 4.2 Key Themes from the Interviews ....................................................43 4.2.1 Barriers to the Use of Solar Energy in Buildings ................................43 Financial and Economic Barriers......................................................44 Institutional and Regulatory Barriers ...............................................47 Technical Barriers .........................................................................50 Market Barriers ............................................................................53 Awareness and Information Barriers................................................55 Behavioural Barriers......................................................................61 4.2.2 Roles in the Building Industry.........................................................63 Architect......................................................................................63 vii Owner ........................................................................................65 Developer ....................................................................................66 Supplier.......................................................................................67 Contractor....................................................................................68 Designer ......................................................................................68 General Public ..............................................................................69 Thai Government ..........................................................................69 4.2.3 Drivers and Future Outlook ............................................................70 Future Outlook .............................................................................72 4.3 Results of the Survey ....................................................................73 Survey Results: Financial and Economic Barriers...............................75 Survey Results: Institutional and Regulatory Barriers ........................78 Survey Results: Technical Barriers ..................................................80 Survey Results: Market Barriers......................................................82 Survey Results: Awareness and Information Barriers.........................83 Survey Results: Behavioural Barriers...............................................85 5. Discussion .......................................................................................... 89 5.1 Key Areas to Increase Consideration of Solar Energy .........................89 5.1.1 Reducing the Cost of Solar Energy ........................................90 5.1.2 Improving the Performance of Solar Energy ...........................92 5.1.3 Increasing Support from Government and Institutions .............92 5.1.4 Incorporating Solar Energy Earlier in the Building Process ........93 5.1.5 Increasing the Availability of Technology and Expertise in Thailand.............................................................................93 5.2 The Importance of Knowledge ........................................................94 5.2.1 Awareness, Knowledge and Experience ..................................95 5.2.2 Influence of Stakeholder Perceptions .....................................97 5.2.3 Importance of Individual Knowledge......................................99 5.2.4 Drivers for Increasing Knowledge........................................100 5.2.5 Language.........................................................................101 viii 5.3 Knowledge and Diffusion of Innovation .......................................... 102 6. Conclusion........................................................................................ 105 6.1 Conclusion ................................................................................. 105 6.2 Recommendations ...................................................................... 106 6.3 Suggestions for Future Research................................................... 107 7. References ....................................................................................... 109 8. Appendices....................................................................................... 115 Appendix 1: Research Participants ......................................................... 117 Appendix 2: Survey Instrument.............................................................. 119 ix List of Figures Figure 1: Electricity generated in Thailand by type of fuel in 2008 ..................... 9 Figure 2: Agencies in the Thailand electricity sector ....................................... 12 Figure 3: Research participants by stakeholder group..................................... 41 Figure 4: Number of participants with awareness and/or experience of passive solar design strategies or solar energy technologies...............43 Figure 5: Participants identifying financial and economic barriers..................... 44 Figure 6: Participants identifying institutional and regulatory barriers............... 48 Figure 7: Participants identifying technical barriers ........................................ 50 Figure 8: Participants identifying market barriers........................................... 54 Figure 9: Participants identifying awareness and information barriers............... 57 Figure 10: Participants identifying behavioural barriers .................................... 61 Figure 11: Participants who identified particular stakeholder groups................... 64 Figure 12 Participants identifying drivers for solar energy................................ 70 Figure 13: Survey results for financial and economic barriers............................ 76 Figure 14: Survey results for institutional and regulatory barriers...................... 78 Figure 15: Survey results for technical barriers ............................................... 80 Figure 16: Survey results for market barriers.................................................. 82 Figure 18: Survey results for awareness and information barriers...................... 84 Figure 19: Survey results for behavioural barriers ........................................... 86 Figure 20: Barriers identified by participants during interviews.......................... 90 Figure 21: Alternative to the innovation decision process.................................103 xList of Tables Table 1: Comparison Thailand energy supply countries. .................................10 Table 2: Categories of barrier to the use of renewable energy.........................20 Table 3: Participants length of time in building industry by stakeholder group...42 Table 4: Words relating to knowledge concepts used in interviews ..................56 Table 5: Overview of survey responses for expatriate and Thai participants......73 Table 6: Financial and economic barriers by occupational group ......................77 Table 7: Institutional and regulatory barriers by occupational group ................79 Table 8: Technical barriers by occupational group .........................................82 Table 9: Market barriers by occupational group.............................................83 Table 10: Awareness and information barriers by occupational group ................85 Table 11: Behavioural barriers by occupational group ......................................87 Table 12: Key policy areas to encourage greater use of solar energy ............... 106 xi ?We need to develop energy resources for greater self-reliance in order to increase energy stability and to sufficiently meet the demand at both domestic and international level.? Abhisit Vejjajiva Thailand Prime Minister December 2008 From Thailand?s Renewable Energy and its Energy Future (Sutabutr, 2009) xii