Copyright is owned by the Author of the thesis. Permission is given for a copy to be downloaded by an individual for the purpose of research and private study only. The thesis may not be reproduced elsewhere without the permission of the Author. Factors Affecting Cassava Adoption in Southern Province of Zambia: A Case Study of Mazabuka District Tionenji Phiri 2011 Factors Affecting Cassava Adoption in Southern Province of Zambia: A Case Study of Mazabuka District A thesis prepared in partial fulfilment of the requirements for the degree of Master of App lied Science in Agri-Commerce at Massey University, New Zealand Tionenji Phiri 2011 i Abstract  Southern Province of Zambia is a drought pron e area and the main crop that is grown is maize which requires a high amount of ra infall. As a result maize does not do well in the area and there are frequent f ood shortages. The Government and Non- Governmental Organisations (NGOs) have been promoting cassava technology which is drought tolerant to improve the food security in the area. However, the adoption of cassava technologies has been low. The findings of this study will inform the development of more effective strategies to improve food security in southern province of Zambia and it has done this by exploring the cassava promotion programme. A single case study was used to investigate the factors that affect cassava adoption in Mazabuka district. Purposive and snowball sampling methods were used to select participants for interviews and observations. 40 farmers w ho included opinion leaders and 6 key informants were interviewed. The data was analysed using qualitative data methods. The results of the study indicated that although a small number of farmers continue to grow cassava, the cassava promotion progr amme was a flawed programme because cassava did not meet the needs of the majo rity of the farmers. There was a mix of complex and interrelated factor s that affected the adoption of cassava. These included internal and external fact ors to the farm and farm household and those related specifically to the characteristics of cassava relative to the farmers’ existing crop of maize. Cassava is a substitute crop to maize. The result of the study indicated that the farmers’ adopt ion decision was based on the fact that they wanted a crop that would not only meet their food needs but also income. Cassava is a substitute crop and the farmers compared it with maize, an existing crop, which provided them with bot h food and income. Processing facilities and a market supported by government policy existed for maize and not for cassava. Land tenure was the internal f actor, but not as a result of the length of time the lease ii was held, but because of the conditions impos ed on the leasers in terms of crops they were able to grow. The most important factors were external factors and these included government policy and an aspect of extension servic e delivery. A competitive government policy that supported processing and marketing faci lities for maize, undermined cassava, for which there was no processing facilities and only a small local market. Lack of training and knowledge amongst the local government agricultural extension personnel as to how to grow and process cassava impacted also on farmers’ knowledge and hence adoption of cassava. Although the inputs for growing cassava were provided for free, they were supplied at the wrong time and this impacted also on farmers’ willingness to grow the crop. The research highlights the importance of using bottom-up and not top down approaches in food security programmes. The results suggest that it is important for food security policy and development interventions to understand the needs of farmers in terms of food, inco me and livelihoods. iii Acknowledgements  Firstly, I would like to th ank God who guided and protect ed me during my study and stay in New Zealand. Even when things were hard and difficult, he was with me. I would like to thank the New Zealand Govern ment for offering me the scholarship to further my studies at Massey University. Many thanks also go to the International Student Support office, especially Sylvia and Olive for their support during my study. I would like to thank my major supervisor Ms Janet Reid for her valuable advice, insight and guidance throughout the research work. I am again thankful to my second supervisor, Dr. David Gray for his valu able guidance, constructive comments and support throughout my research work. Both have worked hard to keep me on the right track and complete my study. I am also grateful to the lecturers and sta ff of the Institute of Natural Resources and the Institute of Animal Food and Nutrition fo r their support. I would also like to thank my friends and course mates for their support during my study and stay in New Zealand. Special thanks go to Mr Bornwell Mupeyo who informed me about the scholarship and encouraged me to apply for it. My deepest thanks also go to all my family particularly my father Mr Lazarus Phiri my brothers, Kabvinira, Raphael, Shadreck, Ju stin and my sister Falesi for being the pillar for my academic progress. Sincere th anks go to the farmers who volunteered to be interviewed. Without sacrif icing their valuable time to answer the questions, this study would not have been possible. I am grat eful to the Ministry of Agricultural and Cooperatives in Mazabuka district, Plan Za mbia and PAM for their assistance and guidance during my data collection. Lastly, I would like to express my deepest gratitude to my husband, Ishmael, for his love, care and patience. Ishmael, you were my pillar of strength and your support and encouragement gave me a reason to look to wards my goals. For these, I cannot thank you enough. iv v Dedication  This thesis is dedicated to Ishmael and the boys; Luundu and Nduba for the support and patience during the time I was studying and working on the thesis. I dedicate the thesis to my Dad, brothers and sister fo r their continued support and encouragement the time I was far away from home, without forgetting my late mother who made me realise the value of education at an early age. vi   vii Table of Contents  Abstract .......................................................................................................................... 1 Acknowledgements ...................................................................................................... iii Dedication .................................................................................................................... .. v Table of contents ..........................................................................................................vii List of tables ................................................................................................................ ... x List of figures ............................................................................................................... . xi List of Acronyms a nd Abbreviations ...........................................................................xii List of Appendices ..................................................................................................... xiii Chapter 1: INTRODUCTION .................................................................................... 1 1.1 Background .......................................................................................................... 1 1.2 Problem statement ................................................................................................ 7 1.3 Research Question ............................................................................................... 7 1.4 Objectives ............................................................................................................ 7 1.5 Thesis structure .................................................................................................... 8 Chapter 2: LITERATURE REVI EW ......................................................................... 9 2.0 Introduction .......................................................................................................... 9 2.1 Food security strategies ........................................................................................ 9 2.2 Role of agriculture exte nsion in food security ................................................... 11 2.3 Types of technologies associ ated with food security ......................................... 11 2.4 Technology adoption and food security ............................................................. 12 2.5 Technology adoption ......................................................................................... 13 2.6 Factors affecting adoption .................................................................................. 19 2.6.1 The Characteristics of a technology ............................................................ 21 2.6.2 Internal factors ............................................................................................ 24 2.6.3 External factors ........................................................................................... 33 2.7 Summary/Conclusion ......................................................................................... 47 CHAPTER 3: RESEARCH METHODOLOGY ..................................................... 48 3.1 Research Strategy ............................................................................................... 48 3.2 Case study design ............................................................................................... 49 3.3 Case Selection .................................................................................................... 50 3.4 Sampling ........................................................................................................... 50 3.5 Data collection .................................................................................................. 52 viii 3.6 Data analysis ..................................................................................................... 53 3.7 Ethical considerations ....................................................................................... 56 3.8 Summary ........................................................................................................... 56 CHAPTER 4: CASE DESCRIPTION ..................................................................... 58 4.1 Introduction ........................................................................................................... 5 8 4.2 Climate ............................................................................................................... 59 4.3 Ethnicity/poverty/literacy .................................................................................. 59 4.4 Livelihoods ........................................................................................................ 59 4.5 Infrastructure ...................................................................................................... 60 4.6 Non-Governmental Organisations in Mazabuka distric t ................................... 64 4.7 Government cassava program in Mazabuka ...................................................... 64 4.8 History of Maize ................................................................................................ 65 4.8.1 Uses for maize ............................................................................................. 68 4.9 History of Cassava ............................................................................................. 68 4.9.1 Policies affecting Cassava ........................................................................... 69 4.9.2 Uses of cassava ........................................................................................... 70 4.9.3 Storage of cassava ....................................................................................... 72 4.10 Seasonal Calendar ........................................................................................... 73 4.11 Comparing maize and cassava ......................................................................... 74 4.12 Summary .......................................................................................................... 75 CHAPTER 5: FACTORS A FFECTING CASSAVA ADOPTION ........................ 76 5.1 Over view of adoption ....................................................................................... 76 5.2 Non- adopters of cassava ................................................................................... 77 5.2.1 Characteristics of the cassava technology ................................................... 77 5.2.2 Internal factors ............................................................................................ 79 5.2.3 External factors ........................................................................................... 80 5.3 Adopters of Cassava technology ........................................................................ 85 5.3.1 Characteristics of the technology ................................................................ 85 5.3.2 Internal factors ........................................................................................... 87 5.3.4 External factors .......................................................................................... 88 5.4 Summary ............................................................................................................ 89 ix CHAPTER 6: DISCUSSION ................................................................................... 91 6.1 Classification of the case ................................................................................... 91 6.2 Agriculture extension, food security programmes and food security strategies ........................................................................................................... 95 6.3 Dual role of food crops ..................................................................................... 95 6.4 Appropriateness of the cassava technology ....................................................... 96 6.5 Over view of adoption ...................................................................................... 97 6.6 Adoption process ............................................................................................... 98 6.7 Factors affecting adoption ................................................................................. 99 6.7.1 Characteristics of the cassava technology .................................................. 99 6.7.2 Internal and external factors .......................................................................... 103 6.7.2.1 Internal factors ...................................................................................... 104 6.7.2.2 External factors ..................................................................................... 106 6.8 Summary ......................................................................................................... 111 CHAPTER 7: SUMMA RY AND CONCLUSI ON ............................................... 113 7.1 Main research findings ................................................................................... 113 7.2 Conclusion ..................................................................................................... 114 7.3 Policy Implications .......................................................................................... 116 7.4 Evaluation of the research methodology ........................................................ 117 7.4 Further Research ............................................................................................ 119 REFERENCES .......................................................................................................... 120 x List of Tables  Table 3.1 Conditions for selecting a ppropriate research strategy. ............................. 48   Table 3.2 Unordered response to th e open ended question. What are the reasons why you do not grow cassava? ..................................................... 55   Table 3.3 Categorisation of responses to the open ended question. What are the reasons why you do not grow cassava? .......................................... 55   Table 4.1 Cassava Varieties ....................................................................................... 69   Table 4.2 Seasonal calendar for maize ....................................................................... 73 Table 4.3 Seasonal calendar of cassava ..................................................................... 74 Table 6.1 Farmer and farm characteristics ................................................................. 92   Table 6.2 District characteristics ................................................................................ 93   Table 6.3 Characteristics of maize and cassava ......................................................... 94   Table 7.1 Factors influencing the adoption of cassava technology. ........................ 114   xi List of Figures  Figure 1.2 Zambia’s Agro Ecological Zones ............................................................. 3   Figure 2.1 Rogers adopti on/ innovation curve ......................................................... 16   Figure 3.1 The data analysis Spiral (Dey, 1993:53; Creswell, 1998:143) ............... 54   Figure 4.1 Map of southern province of Zambia showing the study area. ............... 58   Figure 4. 2 Fresh cassava roots and peeling .............................................................. 61   Figure 4.3 Cassava being washed and cleaned ........................................................ 61   Figure 4.4 Cassava soaked in a dish ......................................................................... 62   Figure 4.5 Cassava being grated .............................................................................. 62   Figure 4.6 Cassava being dried on a reed mat ......................................................... 63   Figure 4.7 A man pounding cassava ........................................................................ 63   Figure 4.8 Cassava field in Mazabuka ..................................................................... 69   Figure 4.9 Cassava leaves ........................................................................................ 70   Figure 4.10 Fresh cassava tubers. .............................................................................. 71   Figure 4.11 Cassava chips .......................................................................................... 71   Figure 4.12 Packaged cassava meal ........................................................................... 72   xii List of Acronyms and Abbreviations  ACF Agriculture Consultative Forum CSO Central Statistics Office DFID Department for International Development DMEWU Database Management and Early Warning Unit FAO Food and Agriculture Organisation FRA Food Reserve Agency FoDis Food Crop Diversif ication Support Project GDP Gross Domestic Product JAICAF Japan Association for Internationa l Collaboration of Agriculture and Forestry MACO Ministry of Agriculture and Cooperatives MAFF Ministry of Agricu lture, Food and Fisheries MCB Maize Control Board MOFED Ministry of Finance and Economic Development NGO Non-Governmental Organisation RTIP Root and Tuber Improvement Program PAM Program Against Malnutrition SAP Structural Adjustment Program WTO World Trade Organisation xiii List of Appendices  Appendix 1 Interview Guide ...................................................................................... 141   Appendix 2 Ethics Approval Letter ........................................................................... 143