Investigations into the stereochemical outcome of intramolecular Diels-Alder reactions : presented in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Chemistry at Massey University

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Massey University
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The Diels-Alder (DA) reaction is an important tool in synthetic organic chemistry, since it allows the simultaneous formation of two carbon-carbon (or carbon-heteroatom) bonds. The stereoselectivity of intramolecular versions of this reaction is, however, difficult to predict. A systematic study of the intramolecular Diels-Alder (IMDA) reaction has been carried out which provides new insights into factors affecting stereocontrol. Ester tethered substrates were chosen for this investigation because there are relatively few literature examples of this type and esterification provides a versatile way of attaching the diene to the dienophile. Two chiral dienols were prepared and these were used to synthesize a range of precursors for investigating asymmetric induction in ester tethered DA (ETDA) reactions. When a stereogenic centre was incorporated into precursors at the allylic position to the diene terminus, high levels of π-facial stereoselectivity were observed. The amount of stereocontrol was dependent on the size of the stereocontrolling element that was used, but diastereoisomer ratios of up to 96:4:0:0 were achieved. This method of stereocontrol represents a powerful new method for achieving asymmetric induction in IMDA reactions. Conversely, no diastereofacial selectivity was observed when the ETDA precursor lacked a stereocentre at the allylic position. The endo:exo and π-facial stereoselectivity of maleate and fumarate derivatives of the chiral dienols (and achiral examples prepared from (2E,4E)-2,4-hexadien-l-ol) were compared and an explanation of the observed stereoselectivity is proposed. For maleates there was a clear preference for trans-fused exo adducts, whether the dienophile was terminated with a carboxylic acid or a methyl ester group. In contrast to this, cis-fused endo adducts were favoured for chiral fumarate precursors, regardless of the type of functional group that the dienophile was terminated with. In each case the π-facial stereoselectivity was slightly greater for the ester than the corresponding carboxylic acid. These observations undermine previous literature reports which claim that the geometry of the dienophile is not a dominant factor in the endo: exo stereoselectivity of ETDA reactions. It is also counter to the view that carboxylic acids promote the formation of endo adducts, and esters promote exo adducts respectively. Determination of the stereochemistry of the ETDA adducts was accomplished by taking into account the absolute stereochemistry of existing stereogenic centres in the precursors, COSY and NOESY spectra of the adducts, the coupling constants arising at the ring junction, and conformational analysis using molecular models. A tricyclic derivative was prepared from one of the ETDA adducts and nOe difference experiments were carried out on it, which confirmed the stereochemical assignments that were made. Preparation of this derivative serves as a model system for the syntheses of himbacine (which is a lead compound in the treatment of Alzheimer's disease) and velutinal (a powerful antifeedant for the opossum), both of which possess a similar carbocyclic backbone to the tricycle that was formed. The assertion that carboxylic acids form endo adducts in ETDA reactions has gone unchallenged for over twenty years. The most frequently cited evidence for this behaviour involves DA reactions of citraconate derivatives of (2E,4E)-2,4-hexadien-l-ol. Since the results obtained for a range of maleate half esters conflicted with the published results for citraconate half esters, a thorough reinvestigation of the literature examples was carried out. Each of the possible exo and endo DA adducts for the two regioisomeric (2E,4E)-2,4-hexadien-l-yl hydrogen citraconate precursors was prepared and characterized independently, to enable the products formed in the DA reactions to be identified by proton NMR analysis. It was demonstrated that (2E,4E)-2,4-hexadien-l-yl citraconate half esters are thermally labile and break down when heated in refluxing solvent to form citraconic anhydride and (2E,4E)-2,4-hexadien-l-ol. This impacts upon the commonly held belief that (2E,4E)-2,4-hexadien-l-yl citraconate half esters undergo ETDA reactions to form predominantly endo adducts. In fact, the experiments described herein demonstrate that the endo adducts form by way of bimolecular DA reactions between citraconate anhydride and (2E,4E)-2,4-hexadien-l-ol, which occur subsequent to cleavage of the ester tether. In reactions of other citraconate half esters (involving alcohols which are less volatile than (2E,4E)-2,4-hexadien-l-ol) it was possible to isolate the respective alcohols in yields of 54-63%. Steroids are attractive synthetic targets, since rare examples of steroidal natural products with potent biological activity are regularly discovered. Practical synthesis of steroids via transannular Diels-Alder (TDA) reactions is an attractive strategy, since it should be accomplished by simply heating the starting material in an appropriate solvent (which can be subsequently recycled). A more ambitious approach involves the stereocontrolled tandem TDA reaction of a macrocycle containing a bis-diene (in the form of a conjugated tetraene) and a bis-dienophile. Such a reaction would involve the simultaneous formation of four carbon-carbon bonds and eight new stereogenic centres in a single step. A chiral tetraenol and a monoprotected dienedioic acid containing a bis-dienophile moiety have been prepared. Esterification of these materials and selective manipulation of the protecting groups was carried out, but macrocyclisation has yet to be achieved. Progress in this area has set the scene for tandem TDA reactions to be attempted.
Diolefins, Diels-Alder reaction, Esterification, Ring formation (Chemistry)