Journal Articles

Permanent URI for this collectionhttps://mro.massey.ac.nz/handle/10179/7915

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    A Hormetic Approach to the Value-Loading Problem: Preventing the Paperclip Apocalypse
    (Springer Nature Singapore Pte Ltd, 2025-10-06) Henry NIN; Pedersen M; Williams M; Martin JLB; Donkin L
    The value-loading problem is a major obstacle to creating Artificial Intelligence (AI) systems that align with human values and preferences. Central to this problem is the establishment of safe limits for repeatable AI behaviors. We introduce hormetic alignment, a paradigm to regulate the behavioral patterns of AI, grounded in the concept of hormesis, where low frequencies or repetitions of a behavior have beneficial effects, while high frequencies or repetitions are harmful. By modeling behaviors as allostatic opponent processes, we can use either Behavioral Frequency Response Analysis (BFRA) or Behavioral Count Response Analysis (BCRA) to quantify the safe and optimal limits of repeatable behaviors. We demonstrate how hormetic alignment solves the ‘paperclip maximizer’ scenario, a thought experiment where an unregulated AI tasked with making paperclips could end up converting all matter in the universe into paperclips. Our approach may be used to help create an evolving database of ‘values’ based on the hedonic calculus of repeatable behaviors with decreasing marginal utility. Hormetic alignment offers a principled solution to the value-loading problem for repeatable behaviors, augmenting current techniques by adding temporal constraints that reflect the diminishing returns of repeated actions. It further supports weak-to-strong generalization – using weaker models to supervise stronger ones – by providing a scalable value system that enables AI to learn and respect safe behavioral bounds. This paradigm opens new research avenues for developing computational value systems that govern not only single actions but the frequency and count of repeatable behaviors.
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    The challenging meet between human and artificial knowledge. A systems-based view of its influences on firms-customers interaction
    (Emerald Publishing Limited, 2023-12-18) Saviano M; Del Prete M; Mueller J; Caputo F
    Purpose This paper aims to recall the attention on a key challenge for customer relationship management related to the role of human agents in the management of the “switch point” for ensuring the effectiveness and efficiency in a customer-machine conversation. Design/methodology/approach This study contributes to the discussion about the firms’ approach to artificial intelligence (AI) in frontline interactions under the conceptual umbrella provided by knowledge management studies. Findings This paper provides a theoretical model for clarifying the role of human intelligence (HI) in AI-based frontline interactions by highlighting the relevance of the actors’ subjectivity in the dynamics and perceptions of customer-machine conversations. Originality/value An AI-HI complementarity matrix is proposed in spite of the still dominant replacement view.
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    The Application of Machine Learning to Consolidate Critical Success Factors of Lean Six Sigma
    (IEEE, 17/08/2021) Perera AD; Jayamaha NP; Grigg NP; Tunnicliffe M; Singh A
    Lean six sigma (LSS) is a quality improvement phenomenon that has captured the attention of the industry. Aiming at a capability level of 3.4 defects per million opportunities (Six Sigma) and efficient (lean) processes, LSS has been shown to improve business efficiency and customer satisfaction by blending the best methods from Lean and Six Sigma (SS). Many businesses have attempted to implement LSS, but not everyone has succeeded in improving the business processes to achieve expected outcomes. Hence, understanding the cause and effect relationships of the enablers of LSS, while deriving deeper insights from the functioning of the LSS strategy will be of great value for effective execution of LSS. However, there is little research on the causal mechanisms that explain how expected outcomes are caused through LSS enablers, highlighting the need for comprehensive research on this topic. LSS literature is overwhelmed by the diverse range of Critical Success Factors (CSFs) prescribed by a plethora of conceptual papers, and very few attempts have been made to harness these CSFs to a coherent theory on LSS. We fill this gap through a novel method using artificial intelligence, more specifically Natural Language Processing (NLP), with particular emphasis on cross-domain knowledge utilization to develop a parsimonious set of constructs that explain the LSS phenomenon. This model is then reconciled against published models on SS to develop a final testable model that explains how LSS elements cause quality performance, customer satisfaction, and business performance.